how the new standards are reshaping the investment industry /
نام نخستين پديدآور
Mario Comana, Daniele Previtali and Luca Bellardini.
وضعیت نشر و پخش و غیره
محل نشرو پخش و غیره
[Place of publication not identified] :
نام ناشر، پخش کننده و غيره
Springer,
تاریخ نشرو بخش و غیره
2019.
مشخصات ظاهری
نام خاص و کميت اثر
1 online resource
یادداشتهای مربوط به کتابنامه ، واژه نامه و نمایه های داخل اثر
متن يادداشت
Includes bibliographical references.
یادداشتهای مربوط به مندرجات
متن يادداشت
Intro; Contents; 1 Introduction; 2 Why the Package? Financial Markets Before and After the Crisis; Abstract; 2.1 A Brief Overview of Financial History Before the Global Financial Crisis; 2.2 What Went Wrong: The Dissemination of Risks; 2.3 The Reaction of Authorities: Shaping a New Regulatory Framework; 2.4 Why Banks Got into Trouble; 2.5 Transparency and Intermediary-Client Relationships; 2.6 Issues Left Outstanding by MiFID I; References; 3 Relevant Changes from MiFID I; Abstract; 3.1 How the Package Approaches Regulatory Issues; 3.2 Topics Addressed by MiFID II
متن يادداشت
3.3 Interactions Between Directive, Regulation and Supervision3.4 The Path Towards the Package; 3.5 The Scope of MiFID II and MiFIR; 3.6 Exemptions to the Applicability of MiFID II; 3.7 Corporate Governance of Investment Firms; 3.8 Risk Management and Mitigation; 3.9 Investor Protection and Transparency; References; 4 How Exchanges Work: Trading Venues, Algorithmic and High-Frequency Transactions; Abstract; 4.1 Trading Venues as a Critical Issue; 4.2 The Rationale of MiFID II Rules; 4.3 ECNs and Algorithmic Trading; 4.4 The Self-Assessment of Trading Venues
متن يادداشت
4.5 CCPs, Trading Venues, and Access to Information in MiFIR4.6 The Role of Supervision in MiFIR; References; 5 Market Infrastructure and Transparency Obligations; Abstract; 5.1 The Role of EMIR as a Precursor of the Package; 5.2 The MiFID II Rules Regarding Information; 5.3 Transparency in MiFID II; 5.4 Categories and Functions of Data Reporting Services Providers; 5.5 Transparency Waivers and Deferrals; 5.6 Transparency Provisions of Direct Applicability; 5.7 Transaction Reporting in MiFIR; 5.8 The Greatest Concern: Derivatives Trading; References; 6 Investor Protection; Abstract
متن يادداشت
6.1 The Idea of Investor Protection Over Time6.2 How Investor Protection Shapes the Package; 6.3 Suitability, Appropriateness, Best Execution: What MiFID II States; 6.4 The Weaknesses of Investor Protection in MiFID II; 6.5 Implications of the New Investor Protection Framework; References; 7 Transposing the Package: A Cross-Country View; Abstract; 7.1 A Missed Opportunity for the Level Playing Field?; 7.2 Germany; 7.3 Spain; 7.4 France; 7.5 Italy; 7.6 United Kingdom; References; 8 Regulation Meets Business: The Effects on the Investment Industry; Abstract; 8.1 The Challenges Ahead
متن يادداشت
8.2 Product Governance and Intervention8.3 Best Execution; 8.4 Advisory; 8.5 Research; 8.6 Transparency; 8.7 The Interactions Between MiFID II, PRIIPs, and IDD; References; 9 Conclusions; Abstract
بدون عنوان
0
بدون عنوان
8
بدون عنوان
8
بدون عنوان
8
بدون عنوان
8
یادداشتهای مربوط به خلاصه یا چکیده
متن يادداشت
This book provides a detailed analysis of the main innovations and impacts associated with the package of European legislation comprising MiFID II and MiFIR, which constitutes a pillar of the EU's "single rulebook" for financial regulation. Adopting a research-oriented approach, the authors also consider the practical consequences of the new legislation, to provide a clear description of the new rules and the ways in which they address concerns raised by the financial crisis, as well as an appraisal of the theoretical implications from an EU-wide perspective. The book also presents a comparative analysis of how the package is being implemented within the larger countries of the Eurozone and the United Kingdom, and evaluates the likely consequences for banks' business models. This research book is a valuable resource for graduate and master's level students as well as professionals and practitioners interested in understanding the European financial law and, in particular, the dynamics of the investment industry.
یادداشتهای مربوط به سفارشات
منبع سفارش / آدرس اشتراک
Springer Nature
شماره انبار
com.springer.onix.9783030125042
ویراست دیگر از اثر در قالب دیگر رسانه
عنوان
MiFID II framework.
شماره استاندارد بين المللي کتاب و موسيقي
9783030125035
نام تنالگان به منزله موضوع
موضوع مستند نشده
European Parliament., Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments.
موضوع (اسم عام یاعبارت اسمی عام)
موضوع مستند نشده
Financial services industry-- Law and legislation-- European Union countries.
موضوع مستند نشده
Financial services industry-- Law and legislation.
موضوع مستند نشده
LAW-- Administrative Law & Regulatory Practice.
نام جغرافیایی به منزله موضوع
موضوع مستند نشده
European Union countries.
بدون عنوان
7
مقوله موضوعی
موضوع مستند نشده
LAW-- 001000
رده بندی ديویی
شماره
346
.
4092
ويراست
23
رده بندی کنگره
شماره رده
KJE2245
نام شخص به منزله سر شناسه - (مسئولیت معنوی درجه اول )