عنوان

Standards of practice handbook /

شابک

1932495339

شابک

9781932495331

شماره

b758130

عنوان اصلي

Standards of practice handbook /

نام عام مواد

[Book]

نام نخستين پديدآور

CFA Institute.

وضعيت ويراست

9th ed.

محل نشرو پخش و غیره

Charlottesville, VA. :

نام ناشر، پخش کننده و غيره

CFA Institute,

تاریخ نشرو بخش و غیره

2005.

نام خاص و کميت اثر

xi, 169 pages ;

ابعاد

25 cm

متن يادداشت

"The purpose of this Standards of Practice Handbook is to provide up-to-date guidance to the people who grapple with real ethical problems in the investment profession."--Preface.

متن يادداشت

Standard I: Professionalism -- A. Knowledge of the Law -- B. Independence and Objectivity -- C. Misrepresentation -- D. Misconduct -- Standard II: Integrity of Capital Markets -- A. Material Nonpublic Information -- B. Market Manipulation -- Standard III: Duties to Clients -- A. Loyalty, Prudence, and Care -- B. Fair Dealing -- C. Suitability -- D. Performance Presentation -- E. Preservation of Confidentiality -- Standard IV: Duties to Employers -- A. Loyalty -- B. Additional Compenstation Arrangements -- C. Responsibilities of Supervisors -- Standard V: Investment Analysis, Recommendations, and Actions -- A. Diligence and Reasonable Rates -- B. Communication with Clients and Prospective Clients -- C. Record Retention -- Standard VI: Conflicts of Interest -- A. Disclosure of Conflicts -- B. Priority of Transactions -- C. Referral Fees -- Standard VII: Responsiblities as a CFA Institute Member of CFA Candidate -- A. Conducts as Members and Candidates in the CFA Program -- B. Reference CFA Institute, the CFA Designation, and the CFA Program.

بدون عنوان

0

متن يادداشت

The purpose of this Standards of Practice Handbook is to provide up-to-date guidance to the people who grapple with real ethical problems in the investment profession, where theory meets practice and ethics gain meaning. This handbook is intended for a diverse and global audience: CFA Institute members navigating ambiguous ethical situations; supervisors and subordinates determining the nature of their responsiblities to one another, to clients and potential clients, and to the securities markets; and candidates preparing for the chartered financial analyst examinations.

عنوان

Standards of practice handbook.

موضوع مستند نشده

Investment advisors-- Professional ethics-- United States, Handbooks, manuals, etc.

موضوع مستند نشده

Conseiller financier.

موضوع مستند نشده

Déontologie.

موضوع مستند نشده

Investment advisors-- Professional ethics.

موضوع مستند نشده

Norme.

موضوع مستند نشده

Pratique professionnelle.

موضوع مستند نشده

États-Unis.

موضوع مستند نشده

United States.

بدون عنوان

7

بدون عنوان

7

شماره

ويراست

شماره رده

نشانه اثر

مستند نام تنالگان تاييد نشده

CFA Institute.

تاريخ عمليات

20201204181317.0

نام الکترونيکي

نوع ماده

[Book]

تكميل شده

Y