عنوان

The compliance revolution :

شابک

111902059X

شابک

1119020603 (pdf)

شابک

1119020611 (epub)

شابک

1119045924

شابک

9781119020592

شابک

9781119020608 (pdf)

شابک

9781119020615 (epub)

شابک

9781119045922

شابک اشتباه

9781119020592 (cloth)

شماره

dltt

عنوان اصلي

The compliance revolution :

نام عام مواد

[Book]

ساير اطلاعات عنواني

how compliance needs to change to survive /

نام نخستين پديدآور

David Jackman

نام خاص و کميت اثر

1 online resource

عنوان فروست

The Wiley finance series

متن يادداشت

Includes index

متن يادداشت

Includes bibliographical references

متن يادداشت

Theory -- New Compliance -- The Challenge -- Turning Point -- Traditional Compliance -- New Compliance -- Shared Journey -- General Model or Regulatory and Compliance Development -- Introduction to Development Models -- General Model of Regulatory and Compliance Development -- International Comparisons -- Example of the UK -- Using Regulatory Toolkits -- Conclusion -- Endnote -- Is Compliance Worth the Money? -- An Unfortunate Unconformity -- The 2008 Global Financial Crisis -- Legacy of Failure -- Post-2008 -- Increasing Compliance Spend -- A Line in the Sand -- Future Challenges -- Conclusion -- Endnotes -- Practice -- Ethics -- Definitions -- Ethics in Regulation and Compliance -- An Ethical Framework for Financial Services -- Ethics in Business -- How Should a Compliance Practitioner Approach Ethics? -- Ethics at Work versus Ethics at Home -- Steps Towards Developing Ethics -- Main Tools for Identifying and Applying Corporate Ethics -- Three Critical Steps in Establishing Ethics -- Ethics in Regulation -- Principles and Ethics -- Advantages and Disadvantages of Principles -- Principles-Based Regulation -- Conclusion -- Endnotes -- Culture -- Pro-Compliance Culture -- What Is Culture? -- What Is a Values-Led Mind-Set? -- Changing and Embedding Culture -- How to Change Culture -- Creating Crucibles in Regulation-Examples -- Regulatory Methodologies -- UK Indicators -- Fair Dealing in Singapore -- Measuring Culture -- Conclusion -- Endnotes -- Good Governance -- Why Does Governance Matter? -- What Is Corporate Governance? -- A Model of Good Governance -- Ten Principles of Good Governance -- Conclusion -- Review: The State of Corporate Governance -- Endnotes -- Outcomes -- Why Is This Step Up So Significant? -- What Is Outcome? -- Why Is Outcome So Important? -- Development Matrix -- Outcomes in Singapore Regulation -- Outcomes and Enforcement -- Conclusion -- Endnotes -- Purpose -- Community -- Importance of Community -- Role of Companies -- Social Usefulness of Banks -- Role of Compliance -- Definition of Community -- Community Principles -- Sustainable Communities Principles-What Do They Mean? -- Development Matrix -- Corporate Social Responsibility -- New Reporting Standards -- Behavioural Economics -- Vulnerable Consumers -- Conclusion -- Endnotes -- Corporate Faith -- What Is Corporate Faith? -- Managing Corporate Faith -- The Value of Corporate Faith -- Dimensions of Corporate Faith -- How Faith Develops -- Corporate Faith into Practice -- Professionalism -- Judgment-Based Compliance -- Conclusion -- Corporate Maturity -- What Is Maturity? -- Maturity and a Direction of Travel -- Unconditionality -- The Underlying Process -- Corporate Maturity Framework -- Cavitation -- Connecting the Five Stages of Development with the Five Levels of Maturity -- Conclusion

بدون عنوان

0

عنوان

Compliance revolution

شماره استاندارد بين المللي کتاب و موسيقي

9781119020592

موضوع مستند نشده

Financial institutions-- Law and legislation.

موضوع مستند نشده

Financial institutions-- Management.

موضوع مستند نشده

Financial institutions-- State supervision.

موضوع مستند نشده

Financial services industry-- Law and legislation.

موضوع مستند نشده

Financial services industry-- Management.

شماره

ويراست

شماره رده

مستند نام اشخاص تاييد نشده

Jackman, David,1960-

مستند نام تنالگان تاييد نشده

Ohio Library and Information Network.

تاريخ عمليات

20160603083709.9

قواعد فهرست نويسي ( بخش توصيفي )

rda

نام الکترونيکي

نوع ماده

[Book]

تكميل شده

Y