Foreword / Katrina F. Sherrerd -- Biographies -- Overview: ethical issues for today's firm -- Professional responsibilities, ethics, and the law / Marianne M. Jennings -- You get the clients you deserve / Jason Zweig -- Drawing the line in a gray area / James W. Ware -- Corporate conduct and professional integrity: a survey / Andrew E. Nolan -- Measuring, controlling, and allocating trading costs / Wayne H. Wagner -- Attracting, motivating, and retaining professionals / Thomas J. Dillman -- Managing firm risk / Bluford H. Putnam -- Competitive challenges in the investment management industry / Charles B. Burkhart, Jr.
0
PARALLEL TITLE PROPER
Parallel Title
Continuing education
TOPICAL NAME USED AS SUBJECT
Business ethics, Congresses.
Investment advisors-- Professional ethics, Congresses.
Business ethics.
Investment advisors-- Professional ethics.
DEWEY DECIMAL CLASSIFICATION
Number
174
.
4
Edition
21
LIBRARY OF CONGRESS CLASSIFICATION
Class number
HF5387
Book number
.
I5
2000
PERSONAL NAME - ALTERNATIVE RESPONSIBILITY
Aronson, Theodore R.
CORPORATE BODY NAME - PRIMARY RESPONSIBILITY
In the Best Interests of Our Clients(2000 :, Philadelphia, Pa.)
CORPORATE BODY NAME - ALTERNATIVE RESPONSIBILITY
Association for Investment Management and Research.