Introduction - The legal basis of investment management - Regulation of investment managers : UK - Regulation of investment managers : US - Standard of care - Contractual duties - Fiduciary duties - Advertising and marketing - Proxy voting - Best execution - Soft commission - Data protection and privacy - Market abuse and insider dealing - Derivatives - Stakebuilding and ownership disclosure - Taxation - Outsourcing - Industry best practice and guidelines - US mutual funds / Marco E. Adelfio and Kenneth C. Fang - UK and european closed-ended listed funds / Nigel Farr with Scott Cochrane and Thiha Tun - UK authorised investment funds / Michaela Walker - Erisa plans / Jeffrey London - Occupational pension schemes / Judith Donnelly - Local government pension schemes / John Hanratty - UK charities / Julian Blake - High net worth individuals / Marilyn McKeever and Jonathan Kropman - Sovereign wealth funds / Dale Gabbert - Hedge funds / Timothy Spangler - US charities and endowments / Michele A.W. Mckinnon - With profit-funds and policies / John Virgo